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市场资讯

2026全球金融监管最新动态：SEC数字资产政策、RIA监管加强与全球募资趋势分析

2026全球金融监管最新动态：SEC加强RIA投资顾问监管、数字资产与STO合规要求提升，全球私募基金募资结构变化。解读美国SEC监管趋势及对基金管理人与金融机构的影响。

监管指南

What Is Form D Filing? SEC Private Placement Filing Requirements Explained (2026 Guide)

What is Form D filing under SEC Regulation D? Learn when companies must file Form D, how private placements work, and the legal requirements for raising capital in the United States.

监管指南

Reg D vs Reg S: How Global Funds Legally Raise Capital in the United States (Complete Guide 2026)

Reg D and Reg S are two key exemptions used to legally raise capital in the United States. This guide explains the differences, requirements, investor eligibility, and how global funds structure private offerings under SEC regulations.

监管指南

How to Register an RIA in the United States: Step-by-Step SEC Investment Adviser Registration Guide (2026)

Learn how to register a Registered Investment Adviser (RIA) in the United States. This guide explains SEC requirements, Form ADV filing, compliance obligations, and the step-by-step process for investment adviser registration.

金融合规

What Are RIA and STO Under SEC Regulation? Complete Guide to Investment Adviser Registration and Security Token Offerings (2026)

What are RIA and STO under SEC regulation? Learn how Registered Investment Advisers (RIA) and Security Token Offerings (STO) work in the United States, including SEC requirements, compliance rules, and how companies legally raise capital.